Swissquote, a Switzerland-headquartered online financial trading services provider, has gained access to the Dubai Financial Market (DFM), a stock exchange based in the United Arab Emirates.
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Hong Kong’s Eastern Magistrates’ Court has
convicted Danny Fung Kwong Shing, a former account executive of Fulbright
Securities, of fraud.
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The United States Securities and Exchange
Commission (SEC) has reportedly launched an investigation into Yuga Labs Inc.,
to determine whether the firm’s Bored Ape Yacht Club (BAYC) non-fungible
tokens (NFT) are securities.
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The Financial Industry Regulatory Authority (FINRA) has slammed a $2.5 million penalty on UBS Securities LLC, the New York-based brokerage arm of Swiss banking group, UBS.
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"Even if the SEC were to engage in a belated, post-discovery transaction-by-transaction analysis to identify XRP offers and sales with contracts, its claim would still fail as a matter of law. Not one...
