Tag: Slaps

FINRA Slaps $100k Penalty on Dealerweb for TRACE Violations

The Financial Industry Regulatory Authority (FINRA) has slammed a $100,000 fine on Dealerweb Inc., operator of an electronic interdealer platform for mortgage-backed securities. Take Advantage of the Biggest Financial Event in London....

China Slaps ‘Compulsory Measures’ on Person Named Ma — Alibaba shares tank 9% : stocks

https://uk.finance.yahoo.com/news/china-slaps-compulsory-measures-person-014314636.htmlChinese authorities in the city of Hangzhou, home base to Alibaba Group Holding Ltd. and Ant Group Co., have imposed “compulsory curbs” on an individual surnamed Ma, state broadcaster CCTV reported Tuesday.The person,...

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