The United States Securities and Exchange
Commission (SEC) has reportedly launched an investigation into Yuga Labs Inc.,
to determine whether the firm’s Bored Ape Yacht Club (BAYC) non-fungible
tokens (NFT) are securities.
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The Financial Industry Regulatory Authority (FINRA) has slammed a $2.5 million penalty on UBS Securities LLC, the New York-based brokerage arm of Swiss banking group, UBS.
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"Even if the SEC were to engage in a belated, post-discovery transaction-by-transaction analysis to identify XRP offers and sales with contracts, its claim would still fail as a matter of law. Not one...
Early in 2021 the US Securities and Exchange Commission (SEC) charged Ivars Auzins (29) with fraud. According to the allegations, between November 2017 and July 2019 Auzins received more than $7 million to...
The US Securities and Exchange Commission (SEC) has opened an investigation against Coinbase to determine if the cryptocurrency exchange is listing any unregistered securities, according to a Bloomberg report on Tuesday.
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