Tag: SEC

SEC and CFTC Cost FTX’s Nishad Singh

Key Takeaways Former FTX head of engineering Nishad Singh pleaded responsible to 6 legal expenses yesterday. The CFTC and SEC have filed civil lawsuits in opposition to him. The regulatory our bodies are looking for civil...

RE: "Why 2 days to settle a commerce?" | SEC Assembly | Wed Feb 15, 2023 | Shortening Settlement Occasions – Vote | t+1...

Here's a tweet that has the video from the SEC Assembly on Wed, Feb 15, 2023 on Shortening Settlement Occasions. The vote was on amendments to guidelines but in addition talked about t+1...

SEC Fees Do Kwon With Providing Unregistered Securities

Key Takeaways The SEC filed a lawsuit towards Terraform Labs and Do Kwon. It claims that Kwon bought unregistered securities and violated anti-fraud provisions of federal securities legal guidelines. The company needs civil cash penalties, disgorgement,...

WSJ: Crypto Agency Paxos Faces SEC Lawsuit Over Binance USD Token

Wall Avenue Journal (gated) with the report. In short:The Securities and Alternate Fee ...

Kraken CEO Calls on Congress to Defend US Crypto Business Following Settlement With SEC Over Staking Program – Regulation Bitcoin Information

The CEO of crypto alternate Kraken, Jesse Powell, has referred to as on Congress to cross a legislation to guard the U.S. crypto trade after the Securities and Change Fee (SEC) took motion...

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