Tag: SEC

SEC probing First Republic Financial institution executives for insider buying and selling

© Reuters. FILE PHOTO: A safety guard stands outdoors a First Republic Financial institution department in San Francisco, California, U.S. April 28, 2023. REUTERS/Loren Elliott/File Picture (Reuters) -The U.S. Securities and Trade Fee is...

SEC Reluctant to Outline Digital Property, Crypto Regulatory Uncertainty Continues

Key Takeaways The SEC doesn't need to outline "digital belongings" in relation to hedge funds and personal fairness funds. This isn't the primary time the SEC is undecided on defining notable crypto phrases, referring again...

SEC chair Gensler highlights crypto companies non-compliance in home committee testimony

The U.S. Securities and Trade Fee (SEC) chairman Gary Gensler accused crypto companies of noncompliance with current securities guidelines. In an April 18 testimony earlier than the Home Monetary Companies Committee, the regulatory chief...

The SEC Sues Bittrex for Working Unregulated Securities Trade

Key Takeaways The SEC is suing Bittrex and its former CEO, William Shihara. The company is accusing Bittrex of working an unregulated securities trade, dealer, and clearing company. The SEC additionally claimed that Bittrex instructed crypto...

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