Tag: Naked

South Korea to high quality two Hong Kong banks for bare short-selling By Reuters

© Reuters. SEOUL (Reuters) - South Korea's inventory market watchdog mentioned on Sunday it discovered two Hong Kong-based funding banks had engaged in bare short-selling, which might probably lead to report fines. The 2...

CONGRESS IS NOW LOOKING INTO REFORMING REGULATION SHO AND NAKED SHORT SELLING REGULATION! – Funding Watch

by Whiskiz For those who aren’t conscious and haven’t been following the story for the final couple of months, it’s a protracted story with a number of components – so right here’s the brief model...

FINRA Penalizes UBS Securities $2.5M for 73,000 ‘Naked’ Short Sales

The Financial Industry Regulatory Authority (FINRA) has slammed a $2.5 million penalty on UBS Securities LLC, the New York-based brokerage arm of Swiss banking group, UBS. Take Advantage of the...

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